【资料名称】：ETSI TS 102 221

【资料作者】：ETSI

【资料日期】：2009-08

【资料语言】：英文

【资料格式】：PDF

【资料目录和简介】：

Smart Cards;
UICC-Terminal interface;
Physical and logical characteristics

Contents
Intellectual Property Rights .............................................................................................................................. 10
Foreword .......................................................................................................................................................... 10
Introduction ..................................................................................................................................................... 10
1 Scope ..................................................................................................................................................... 11
2 References ............................................................................................................................................. 11
2.1 Normative references ...................................................................................................................................... 11
2.2 Informative references ..................................................................................................................................... 12
3 Definitions, symbols, abbreviations and coding conventions ................................................................ 13
3.1 Definitions ....................................................................................................................................................... 13
3.2 Symbols ........................................................................................................................................................... 15
3.3 Abbreviations .................................................................................................................................................. 15
3.4 Coding conventions ......................................................................................................................................... 17
4 Physical characteristics.......................................................................................................................... 17
4.1 ID-1 UICC ....................................................................................................................................................... 17
4.2 Plug-in UICC ................................................................................................................................................... 17
4.3 Mini-UICC ...................................................................................................................................................... 18
4.4 Environmental conditions for card operation and storage ................................................................................ 19
4.4.1 Specific UICC environmental conditions ................................................................................................... 19
4.4.1.1 Temperature range for specific UICC environmental conditions.......................................................... 19
4.4.1.2 High humidity ...................................................................................................................................... 20
4.5 Contacts ........................................................................................................................................................... 20
4.5.1 Provision of contacts .................................................................................................................................. 20
4.5.1.1 Terminal ............................................................................................................................................... 20
4.5.1.2 UICC .................................................................................................................................................... 20
4.5.2 Contact activation and deactivation ............................................................................................................ 20
4.5.2.1 Contacts assigned by the present document .......................................................................................... 20
4.5.2.2 Optional contacts .................................................................................................................................. 21
4.5.3 Inactive contacts ........................................................................................................................................ 21
4.5.4 Contact pressure ......................................................................................................................................... 21
5 Electrical specifications of the UICC - Terminal interface .................................................................... 21
5.1 Class A operating conditions ............................................................................................................................ 22
5.1.1 Supply voltage Vcc (contact C1) ................................................................................................................ 22
5.1.2 Reset (RST) (contact C2) ............................................................................................................................ 22
5.1.3 Programming voltage Vpp (contact C6) ..................................................................................................... 22
5.1.4 Clock CLK (contact C3) ............................................................................................................................. 23
5.1.5 I/O (contact C7) ......................................................................................................................................... 23
5.2 Class B operating conditions ............................................................................................................................ 23
5.2.1 Supply voltage Vcc (contact C1) ................................................................................................................ 23
5.2.2 Reset (RST) (contact C2) ............................................................................................................................ 24
5.2.3 Clock CLK (contact C3) ............................................................................................................................. 24
5.2.4 I/O (contact C7) ......................................................................................................................................... 24
5.3 Class C operating conditions ............................................................................................................................ 25
5.3.1 Supply voltage Vcc (contact C1) ................................................................................................................ 25
5.3.2 Reset (RST) (contact C2) ............................................................................................................................ 25
5.3.3 Clock CLK (contact C3) ............................................................................................................................. 26
5.3.4 I/O (contact C7) ......................................................................................................................................... 26
6 Initial communication establishment procedures ................................................................................... 26
6.1 UICC activation and deactivation.................................................................................................................... 26
6.2 Supply voltage switching ................................................................................................................................ 27
6.2.1 Supply voltage classes ............................................................................................................................... 27
6.2.2 Power consumption of the UICC during ATR ............................................................................................ 27
6.2.3 Application related electrical parameters .................................................................................................... 28
6.3 Answer To Reset content ................................................................................................................................ 28
ETSI
Release 8 4 ETSI TS 102 221 V8.3.0 (2009-08)
6.3.1 Coding of historical bytes ........................................................................................................................... 29
6.3.2 Speed enhancement.................................................................................................................................... 29
6.3.3 Global Interface bytes ................................................................................................................................ 29
6.4 PPS procedure ................................................................................................................................................. 30
6.5 Reset procedures ............................................................................................................................................. 30
6.5.1 Cold reset ................................................................................................................................................... 30
6.5.2 Warm reset ................................................................................................................................................. 30
6.5.3 Reaction to resets ....................................................................................................................................... 31
6.6 Clock stop mode .............................................................................................................................................. 31
6.7 Bit/character duration and sampling time ......................................................................................................... 31
6.8 Error handling ................................................................................................................................................. 31
6.9 Compatibility ................................................................................................................................................... 32
7 Transmission protocols.......................................................................................................................... 32
7.1 Physical layer .................................................................................................................................................. 33
7.2 Data link layer ................................................................................................................................................. 33
7.2.1 Character frame ......................................................................................................................................... 33
7.2.1.1 Low impedance I/O line behaviour ....................................................................................................... 34
7.2.2 Transmission protocol T = 0 ....................................................................................................................... 34
7.2.2.1 Timing and specific options for characters in T = 0 .............................................................................. 34
7.2.2.2 Command header ................................................................................................................................. 34
7.2.2.3 Command processing ............................................................................................................................ 35
7.2.2.3.1 Procedure bytes ............................................................................................................................... 35
7.2.2.3.2 Status bytes ..................................................................................................................................... 35
7.2.2.4 Error detection and correction ............................................................................................................... 35
7.2.3 Transmission protocol T = 1 ....................................................................................................................... 36
7.2.3.1 Timing and specific options for blocks sent with T = 1 ........................................................................ 36
7.2.3.1.1 Information field size ...................................................................................................................... 36
7.2.3.1.2 Character waiting integer................................................................................................................. 36
7.2.3.1.3 Character waiting time .................................................................................................................... 36
7.2.3.1.4 Block waiting time .......................................................................................................................... 37
7.2.3.1.5 Block guard time ............................................................................................................................. 37
7.2.3.1.6 Waiting time extension .................................................................................................................... 37
7.2.3.1.7 Error detection code ........................................................................................................................ 37
7.2.3.2 Block frame structure ............................................................................................................................ 37
7.2.3.2.1 Prologue field ................................................................................................................................. 38
7.2.3.2.2 Epilogue field ................................................................................................................................. 39
7.2.3.2.3 Block notations ............................................................................................................................... 39
7.2.3.3 Error free operation ............................................................................................................................... 40
7.2.3.4 Error handling for T = 1 ........................................................................................................................ 40
7.2.3.4.1 Protocol initialization ...................................................................................................................... 41
7.2.3.4.2 Block dependent errors .................................................................................................................... 41
7.2.3.5 Chaining ............................................................................................................................................... 41
7.2.3.5.1 Rules for chaining........................................................................................................................... 42
7.3 Transport layer ................................................................................................................................................ 42
7.3.1 Transportation of an APDU using T = 0 ..................................................................................................... 42
7.3.1.1 Mapping of APDUs to TPDUs .............................................................................................................. 42
7.3.1.1.1 Case 1 ............................................................................................................................................. 43
7.3.1.1.2 Case 2 ............................................................................................................................................. 43
7.3.1.1.3 Case 3 ............................................................................................................................................. 44
7.3.1.1.4 Case 4 ............................................................................................................................................. 45
7.3.1.1.5 Use of procedure bytes '61xx' and '6Cxx' ........................................................................................ 46
7.3.2 Transportation of a APDU using T = 1 ....................................................................................................... 47
7.3.2.1 Case 1 ................................................................................................................................................... 47
7.3.2.2 Case 2 ................................................................................................................................................... 47
7.3.2.3 Case 3 ................................................................................................................................................... 48
7.3.2.4 Case 4 ................................................................................................................................................... 48
7.4 Application layer ............................................................................................................................................. 48
7.4.1 Exchange of APDUs .................................................................................................................................. 49
7.4.2 CAT layer .................................................................................................................................................. 49
7.4.2.1 Proactive command ............................................................................................................................... 49
7.4.2.2 ENVELOPE Commands ....................................................................................................................... 50
ETSI
Release 8 5 ETSI TS 102 221 V8.3.0 (2009-08)
8 Application and file structure ................................................................................................................. 51
8.1 UICC application structure ............................................................................................................................... 51
8.2 File types ......................................................................................................................................................... 51
8.2.1 Dedicated files ........................................................................................................................................... 51
8.2.2 Elementary files ......................................................................................................................................... 52
8.2.2.1 Transparent EF ..................................................................................................................................... 52
8.2.2.2 Linear fixed EF .................................................................................................................................... 52
8.2.2.3 Cyclic EF ............................................................................................................................................. 52
8.2.2.4 BER-TLV structure EF ......................................................................................................................... 53
8.3 File referencing ............................................................................................................................................... 53
8.4 Methods for selecting a file .............................................................................................................................. 53
8.4.1 SELECT by File IDentifier referencing ...................................................................................................... 54
8.4.2 SELECT by path referencing ...................................................................................................................... 55
8.4.3 Short File Identifier (SFI) ........................................................................................................................... 56
8.5 Application characteristics ............................................................................................................................... 56
8.5.1 Explicit application selection ...................................................................................................................... 56
8.5.1.1 SELECT by DF name ........................................................................................................................... 56
8.5.1.2 SELECT by partial DF name ................................................................................................................ 57
8.5.2 Application session activation .................................................................................................................... 57
8.5.3 Application session termination .................................................................................................................. 57
8.5.4 Application session reset ............................................................................................................................ 58
8.5.5 Void ........................................................................................................................................................... 58
8.6 Reservation of file IDs .................................................................................................................................... 58
8.7 Logical channels .............................................................................................................................................. 59
8.8 Shareable versus not-shareable files ................................................................................................................. 60
8.9 Secure channels ............................................................................................................................................... 60
9 Security features .................................................................................................................................... 61
9.1 Supported security features .............................................................................................................................. 61
9.2 Security architecture ........................................................................................................................................ 61
9.2.1 Security attributes ...................................................................................................................................... 62
9.2.2 Access mode .............................................................................................................................................. 62
9.2.3 Security condition ...................................................................................................................................... 62
9.2.4 Access rules ............................................................................................................................................... 62
9.2.5 Compact format ......................................................................................................................................... 62
9.2.6 Expanded format ........................................................................................................................................ 63
9.2.7 Access rule referencing ............................................................................................................................... 63
9.3 Security environment ...................................................................................................................................... 64
9.3.1 Definition of the security environment ....................................................................................................... 64
9.3.2 Logical Channels and Security Environment .............................................................................................. 65
9.4 PIN definitions ................................................................................................................................................ 65
9.4.1 Universal PIN ............................................................................................................................................ 65
9.4.2 Application PIN ......................................................................................................................................... 65
9.4.3 Local PIN ................................................................................................................................................... 65
9.4.4 PINs and logical channels ........................................................................................................................... 66
9.5 PIN and key reference relation ship ................................................................................................................. 66
9.5.1 Access condition mapping .......................................................................................................................... 66
9.5.2 PIN status indication .................................................................................................................................. 68
10 Structure of commands and responses ................................................................................................... 69
10.1 Command APDU structure.............................................................................................................................. 69
10.1.1 Coding of Class Byte ................................................................................................................................. 69
10.1.2 Coding of Instruction Byte ......................................................................................................................... 71
10.1.3 Coding of parameter bytes .......................................................................................................................... 71
10.1.4 Coding of Lc byte ...................................................................................................................................... 71
10.1.5 Coding of data part .................................................................................................................................... 71
10.1.6 Coding of Le byte ...................................................................................................................................... 72
10.2 Response APDU structure ............................................................................................................................... 72
10.2.1 Status conditions returned by the UICC ..................................................................................................... 72
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